Investment Process

Ours is a totally unique approach that reveals upfront all investment costs, documents performance, automatically re-balances portfolios at no additional cost and adds a low-cost independent, third-party custodian. We monitor client performance on a national basis.
 

Investment management process

Client Introduction Process

Meeting #1
The client signs our Regulatory Form, provides a copy of last year’s tax return and recent statements of all present investments at our first meeting. Data is gathered at this one-hour meeting to permit our analysis and enable us to create a Custom Proposal specific to the client’s needs, risk tolerance, and objectives.

Meeting #2
Our office generates a Letter of Engagement outlining implementation and generates a written Proposal. The Proposal includes a unique Investment Policy statement appropriate to the investor’s needs.

With mutual acceptance, Forms are completed to implement the program at this one-hour visitation. We then monitor and re-balance the portfolio as needed over time.

Each client is provided quarterly investment performance reports, as well as independent statements from the client’s third-party custodian, (where all cash and securities are domiciled).

And all of our clients have convenient, internet access to their accounts. 24/7/365.

The proven investment process for money management is a Team Effort!

Please note: Indicator Advisory Corporation may only conduct business with residents of the states or jurisdictions in which they are properly registered or licensed and not all of the securities, products and services mentioned are available in all states or jurisdictions. Please visit FINRA’s Brokercheck for specific state securities licensing for each Financial Advisor. This Website is for informational purposes and is not an offer or solicitation of an offer to buy or sell any securities, products or services. This site is for residents of the states Indicator Advisory Corporation® does not offer tax or legal advice.

Contact us to Learn More

Talk with Indicator Advisory, today.

Scroll to Top